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October 23, 2025
23
Oct

Regulatory Reporting and Product Sales Data

October 23, 2025
Why Consumer Credit Firms Can’t Afford to Get It Wrong Ask anyone running a consumer credit firm, a high-cost short-term lender, or a credit broker what keeps them awake at night, and reporting to the FCA is likely to feature high on the list. It’s not glamorous, it rarely feels commercial, but it is one...
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23
Oct

MLRO Requirements Demystified

October 23, 2025
What Brokers and Lenders Must Know FCA authorisation carries obligations around AML compliance. Lenders are typically required to appoint a Money Laundering Reporting Officer (MLRO) under the Senior Managers and Certification Regime (SM&CR), whereas brokers must appoint a registered AML person, even if they do not handle client funds directly. MLRO / Registered Person Responsibilities...
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